"I have the knowledge and hands-on experience necessary to help you achieve your goals and objectives."
Accountable
Reliable
Committed
C. Nicholas Moore (Nick) is a San Francisco native who has worked with over 1,700 clients and managed close to $200 million investment dollars since he began his career as a Financial Advisor in 1997. His background includes managing several large investment and insurance programs in major financial institutions throughout the San Francisco Bay Area. With a niche expertise in retirement planning and income optimization, Nick takes pride in developing long-term and highly productive relationships with his clients.
Nick has years of practical, hands-on experience managing the complexities of customized financial plans, including: investments, cash reserves, multiple income streams, real estate holdings, and retirement funds. He is able to advise his clients and their families throughout the many phases of their financial lives. Focusing on overall financial health, Nick takes a comprehensive approach to managing money by providing detailed recommendations and putting plans of action into place.
Nick has earned awards and distinction throughout his career for providing top level service and offering sound advice. Coupled with an exemplary compliance record, Nick maintains the highest standard of honesty and integrity in his financial planning practice.
Licenses
Series 7 – Uniform Securities Law
Series 63 – Blue Sky Registration
Series 65 – Registered Investment Advisor Agent
California State Life and Health Agent # OC10617
Awards, Honors, and Teams
2007 - CUNA Mutual President’s Council
2004, 2006 - CUNA Mutual Senior Representative Leadership Team
2002 - 2004, 2006 - 2007 Inner Circle
2004 - Hartford Leadership Council
2002 – 2003 Million Dollar Roundtable
2002 – 2006 Franklin Kite and Key Club
2003 – 2006 All American Team Member
1996 – 1997 American Planning Association Best Sellers List
Education
1991 - Bachelor of Science, University of California, Davis
Securities and advisory services offered through Liberty Group, LLC, member FINRA, SIPC, and registered with MSRB, a broker dealer and registered investment adviser. Insurance offered through LG Financial & Insurance Services, LLC and/or Lifetime Insurance Marketing. Investments products and services offered carry risks, including the potential for loss of principal. There is no guarantee that the strategies offered will be successful.